Deliberative Democracy
LECTURE(s)
The topic today will be DELIBERATIVE DEM (versus RADICAL DEM)
Democracy and social contract thought
SC try to offer LEGIT for modern State – they don’t use DEM directly, however
Some claim SC is a DEM idea
Hobbes assumes that there’s no longer a divine justification for existing state of affairs – we’re all roughly equal = sounds quite DEM
BUT his idea is ultimately quite authoritarian
Kant says we’re all free and equal = sounds DEM
BUT he too is not DEM
Yes – we aren’t ruled by some God (quite DEM)
No – if justifying surrender of authority (not DEM)
Permanence of basic AGR/authority
Surrender ignores/entrenches inequality
False binary – accept, or there is anarchy
Kant isn’t so dramatic – either you accept, or assert your will over others
Hobbes – DEM = factionalism and chaos
Kant – every GOV is LEGIT
Kant + Hobbes – response to problem of disorder is authoritarian
Kant + Hobbes – ALIENATION theory = an umpire decides
Even Rawls, who is less extreme, presumes, rather than argues DEM
SC – we need a State, for “natural” reasons = State is justified AS IF freely chosen
Rousseau is more relevant to DEM tradition - republicanism is oft associated with DEM
There is DEM reading of GW
BUT he was actually ambivalent to DEM
You need more than DEM – you need a community that is one with itself; reconciled through some common language, cultural similarity, etc.
In Swiss city-state, you don’t really need DEM
Focus is on popular SOV, self-legislation, political EQ = otherwise, we are in a master/slave RELAT
Democracy
DEM is more demanding – it’s not only about controlling power
We need to be AUTHORS of our laws, not editors
DEM is also more realistic about actual exercise of power – we think about who is pulling the strings = power (kratos) is key to DEM
There is also optimism about what might be possible in future
A sense of collective RESP
Of the people, by the people, for the people
Equal stake in power; collective freedom to make/remake laws and INSTs
Equality and freedom not merely as presuppositions, but as a way of people constantly being able to govern themselves
Demos + Kratos
“The People” = people who are powerless; those who aren’t represented
“Power” = more than merely legal equality as subject; exercise of power in public realm – participation in lawmaking is crucial
Why Democracy?
For some, it’s pragmatic = good way of responding to DISAGR
For others, it tends towards better GOV/accountability = it gives better results
Highly contingent – e.g., if authoritarian GOV gets better results
Others, however, focus on its INSTRINSIC value
Takes seriously idea of autonomy
Equal rights obtained via DEM struggle (over time)
Political power:
Deliberation in public sphere
Real capacity to decide
Habermas
Habermas focuses on deliberation
Enlightenment got it partially right, BUT there’s also a whole other set of ideas which have to be changed; Frankfurt School
Critical theory, but post-Marxist
Focus on culture, rather than materialism
From social conditions to consciousness
End of historical materialism
Linear story of Marx is wrong = no REV
CAP becomes quite flexible – no collapse; becomes less harsh
Instead of CAP leading to communism, in GER it leads to fascism
BUT CAP maintains an alienating system (even though flexible)
Consumerism and conformism occurs
New agent of change – “upper-middle class artistic avant-garde”
It isn’t about the working class; REV impulse only in marginalized group
Habermas is a second-generation Frankfurt thinker
Enlightenment as an unfinished project = let’s not abandon reason and progress – resurrects the Kantian tradition, but in a new light:
INTERSUBJECTIVE faith in reason – between people
Reason isn’t some OBJ knowledge, but it’s something we can strive towards
Thinks of “communicative action”
We can reach RAT consensus via deliberation (argumentation) – ideally, we reach a RAT consensus
We should retain concept of truth, validity – a comprehensive doctrine is still needed
BUT these aren’t metaphysical, but intersubjective – truth is something that’s attained via deliberation
Habermas creates a theory of LEGIT authority = PROCEDURAL account of DEM
DEM as only post-metaphysical form of LEGIT; addressees of law must be able to see themselves as authors
Critical in terms of AUT
Three models of democracy
Liberal
Starts from individual rights – freedom from interference = NEGATIVE
Individual as the rights-bearer/consumer/preference maximizer
Each person has a certain sphere of personal liberty that can’t be touched
BUT if all you need is a property-protecting State, why DEM?
DEM PROGRAMMES GOV in interests of SOC
Marketplace of ideas; competition for votes
Liberalism MARGINALIZES DEM
Republican
Individual rights = POSITIVE
We aren’t merely aggregating preferences – we are trying to create a common good
REP goes wrong because it thinks that common good needs homogeneity
DEM is there to identify what already unites us a people
Liberalism is THIN; republicanism is too THICK – Habermas wants to UNITE them
Likes liberal focus on universalism (each person is an AGE of RAT thought), and likes REP insistence on an ethic of citizenship (but no reason to confine that to a small, homogenous SOC) – POST-NATIONALISM is needed
Third model: DELIBERATIVE model
REP assumes what we need to achieve – a convergence of ethical convictions
This cannot be presupposed; BUT our ability to reach AGR is presupposed
We need to COME ABOUT a convergence of ethical convictions – can’t be presupposed (like REP does), we need COMMUNICATION to do this
Speech = gives us the innate ability to reach consensus – we become enlightened through discussion with out peers
Discourse Ethics
We get to a better stage (ideal) by engaging in discussion with our peers
Three-stage model:
Natural state social state political state
Isolated man competitive man ethical man
Inclusion, sincerity, and equality is needed
When we speak to one another, we do at least assume that there is a possibility of understanding – even if you refute someone, you presume there’s a right or wrong
Discourse Principle
Only those norms to whom participants in rational discourses could agree to are valid
This principle applies to both moral and legal norms, BUT:
Legal norms – COERCIVELY enforced, apply within PARTICULAR community, and they are AUTONOMOUSLY determined (not literal authoring, like with morals)
Law v Morality
Law is critical in modern SOC – way of achieving some sort of solidarity with one another
In small SOC, we can get by via trust, friendship, etc. = not in modern SOC; we address this through legal system - solidarity with strangers is secured only via law
With legal norms, split between authors and addressees
BUT if addressees see themselves as authors, AUT is maintained = if we see ourselves as authors, we are abiding coz of respect, not coz of coercion
Since addressees see themselves as authors, autonomy is retained
We abide by laws therefore not merely because of sanction
Co-originality of private and public spheres
Goal = we deliberate, in conditions of sincerity, and if so, we’ll reach RAT consensus; so how do this?
Each sphere is important for our AUT (private and public) - they are actually co-original
We are given legal rights by the system, BUT we must think of them as coming from exercise of our public autonomy (via our civic rights) = legal rights + DEM legislation are equally important for LEGIT law
LEGIT is forward-looking = the idea is that we can self-correct
Internal Relation of Law and Democracy
We don’t deliberate directly (unless in small SOC) – we have various processes
Opinions/information is exchanged in the public sphere; this is then converted into will-formation in the political sphere
Kant doesn’t tell us when interference becomes wrong (Sangiovanni) – Habermas answers this = that’s why we have DEM; DEM gives content to Kant’s UPR
Deliberative Democracy
There is a role for DEM which means that LEGIT of regime is dependent on DEM process
Political LEGIT is an INDEP virtue; it’s not that DEM will provide security, welfare, etc. = it’s important that we have this exercise of DEM opinion/will-formation
Through doing this can we unite the two goals of rationality and LEGIT
Rationality – attempt to have correct answer
LEGIT – answer that we can all acknowledge
GW in DEM sense isn’t just a majority vote – the DISCUSSION is more important; yes, you do have to decide at some point, BUT what’s more important is for there to be a process which enables this exchange of opinion
Obviously, discourse will never be ideal, but it can be approximated in DEM
Value of deliberation
It’s important because it enables us to find out what others think (may change our views) = enlarges our mentality
Another reason is that it gets better results – epistemic authority
The more people are involved, the higher the likelihood you’ll get a better result
Wisdom that comes with the crowd
This is a RATIONAL consensus, not an overlapping one = process of deliberation
READING(s)
Handout
In philosophical (PHI) tradition, value of DEM is more than mere preference aggregation and bare majoritarianism
DEM is not merely instrumentally valuable = it has INTRINSIC worth
Only regime that fully respects persons as free and equal
Deliberative Democracy
For link between LIB and REP to be made (Habermas), role of public...